Compliance and Regulatory Analyst

Job description

JOB POSTING: COMPLIANCE

Compliance and Regulatory Analyst – Baltimore, Maryland

 

Reporting Line: Regional Compliance Officer & Head of Govt Relations

 

Support the Compliance and Regulatory teams in matters affecting the company

 

 

Key Responsibilities and Duties

 

·  Support Compliance & Regulatory function in US, Canada and Brazil
·  Identification, documentation, and testing of internal controls
·  Document, modify, and implement processes and procedures
·  Collaborate with Legal and HR departments to monitor enforcement of policies and procedures
·  Research and monitor domestic and international legal/regulatory requirements
·  Coordinate Compliance related training for internal stakeholders
·  Act as subject-matter expert in compliance and regulatory tools
·  Coordinate, organize, and provide support during internal and external audits as well as regulatory exams and filings
·  Prepare reports for internal management and coordinate responses to external regulators
·  Respond to internal and external requests for guidance on compliance and regulatory matters
·  Process invoices for timely payment
·  Assist sales staff with maintaining required licensure

 

 

Required Qualifications and Skills

 

·  Bachelor’s degree
·  2-4 years’ experience in Compliance, Audit, Licensure, or similar field
·  General understanding of compliance risks
·  Document management & organization
·  Documenting and implementing processes and procedures
·  Process Optimization
·  Regulatory research
·  Maintain a high level of integrity and serve as an example for other employees
·  Interview and Investigation skills
·  Research, analytical, and decision-making skills
·  Strong oral and written communication skills
·  Sound interpersonal skills to effectively work with employees from all business areas
·  Exceptionally high attention to detail, time management, and organization

 

 

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. 
We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.
We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, disability or sexual orientation.
Great to have you on board. Let's care for tomorrow.

Note: Diversity of minds is an integral part of Allianz’ company culture. One means to achieve diverse teams is a regular rotation of Allianz Executive employees across functions, Allianz entities and geographies. Therefore, the company encourages its employees to have motivation in gaining varied skills from different positions and to collect experiences from across Allianz Group.

Nearest Major Market: Baltimore