Senior Regulatory Compliance Manager, Global Banking - ASP - Global Functions

Job description

Job description

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, Global Banking - ASP .

Principal Responsibilities

·  Primarily to support GB regulatory compliance advisory, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With primary focus on GB area
·  Articulate the Regulatory Compliance risks for ASP GB
·  Provide advisory services to GB business in order to ensure clear understanding of compliance risk exposure with respect to clients, transactions and products
·  Manage the relationship with relevant regulators on behalf of business
·  Be responsible for second line governance of Regulatory Compliance risks exposures, providing analysis, reporting and governance to ASP GB that is independent of the first line of defence, thereby maintaining an objective assessment of risk exposure
·  To exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners
·  Represents the Regulatory Compliance agenda up to the highest levels of the Group’s governance, including being an attendee (as required) at the governance forum or sub-committees to report on progress and issues in relation to the operational effectiveness of HSBC’s policies, processes, systems and controls in countering Regulatory Compliance risks

Requirements

·  Significant experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a global firm, in the financial services industry.  Experience in Global Banking products preferred
·  Detailed and extensive knowledge of the HSBC Group structure, its business and personnel, and HSBC’s corporate culture
·  Analytical rigor in order to gauge the effectiveness of the ongoing implementation of Group Compliance standards
·  Confidence to interact with the senior management within Global Banking regional and local businesses
·  Excellent oral, written communication and presentation skills and inter-personal skills
·  Proficient in Chinese language preferred
·  Relevant professional qualification or graduate preferred

You’ll achieve more when you join HSBC.
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Issued by The Hongkong and Shanghai Banking Corporation Limited.