Regulatory Compliance Advisory

Job description

Senior Compliance Manager, Private Banking - Regulatory Compliance

Some careers open more doors than others.

If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

As an HSBC employee in the UK, you will have access to tailored professional development opportunities and a competitive pay and benefits package. This includes private healthcare for all UK-based employees, enhanced maternity and adoption pay and support when you return to work, and a contributory pension scheme with a generous employer contribution.

We are currently seeking an experienced individual to join this team in the role of Senior Compliance Manager.

In this role, you will:
· Provide pro-active Regulatory Compliance stewardship to the UK Private Banking business;
·
Serve as the main point of contact for the First Line of Defence in relation to regulatory matters pertaining to established internal guidelines and external regulations;

·
Ensure the provision of quality, timely and accurate guidance on established internal guidelines and external regulations;

·
Participate in relevant industry forums and lobbying groups, for example UK Finance;

·
On going review of existing systems and controls within the business to ensure that they remain fit for purpose;

·
Develop and deliver compliance training as appropriate.

Desired profile

Qualifications :

To be successful in this role you should meet the following requirements :
·  Significant experience in UK regulation specifically private banking, asset management experience;
· 
A compliance related qualification, e.g. CISI Diploma in Investment Compliance, International Compliance Association (ICA) certificates;

· 
Specific investment, wealth management or financial planning exams are an advantage e.g. CISI, CFA, CII, IMC, IFS;

· 
Specific compliance advisory experience, working directly with the First Line of Defence and senior management;

·  Presenting to senior stakeholders;
· 
Significant experience in investments, banking and lending.

The base location for this role is Cork Street, London

You'll achieve more when you join HSBC.

At HSBC we look to enable our employees to better balance their work / life priorities and have the flexibility required to meet challenging needs as they progress through different life stages. Where possible we will consider the following flexible working options: part-time working, job sharing, term-time working, and working from home and staggered hours. If in considering a role with HSBC you have a need for some flexibility in your working arrangements please discuss this with the recruitment team in the early stages of the application process.

As a business operating in markets all around the world, we believe diversity brings benefits for our customers, our business and our people. This is why HSBC UK is committed to being an inclusive employer and encourages applications from all suitably qualified applicants irrespective of background, circumstances, age, disability, gender identity, ethnicity, religion or belief and sexual orientation.

We want everyone to be able to fulfil their potential which is why we provide a range of flexible working arrangements and family friendly policies.

Recruitment Helpdesk :
Email: hsbc.recruitment@hsbc.com
Telephone: +44 2078328500