Compliance and Control Manager, Wealth & Personal Banking - Hang Seng Bank (HK)

Job description

Job description

A Career with Hang Seng Bank

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.  We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Risk & Compliance

Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business growth. Our team actively manages a dynamic range of risk types. We collaborate closely with businesses, functional units, and regulatory bodies, to embed an effective and comprehensive risk management framework, helping us remain a trusted partner to our customers, our investors, our regulators, and the community that we serve.

We are currently seeking a high caliber professional to join our department as Compliance and Control Manager, Wealth & Personal Banking (Insurance).

Principal responsibilities

·  Provide compliance advice on regulatory, product, sales process, conduct, controls & monitoring and marketing materials etc., to ensure full compliance with the relevant regulatory requirements and Group Standards.
·  Provide recommendations to ensure that exposure to regulatory risks/issues are managed in a practical and effective manner.
·  Working with the Head of Regulatory Compliance WPB Insurance and relevant stakeholders to create an effective Compliance plan to manage the identified risks and develop solutions for mitigation.
·  Review and advise on the rules / regulations / consultation papers issued by regulatory authorities to ensure timely and effective implementation.
Assist in fostering the compliance culture of the Bank.
·  Support the implementation and oversight of the businesses' policy and governance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory compliance.

Requirements

·  Degree holder in Law, Accounting, Finance, Business Administration or other relevant discipline.
·  At least 5 years' compliance / regulatory / compliance related experience with 3 years in the area of insurance compliance preferred.
·  Experience in dealing with regulators, such as the Insurance Authority, the Hong Kong Monetary Authority, the Mandatory Provident Fund Schemes Authority and Securities and Futures Commission preferred.
·  Strong communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
·  Experience of dealing with regulatory matters and confident interaction with Regulators.
·  Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.

(Candidates with less experience will be considered for junior role.)

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