Employee Conduct Officer - Personal Account Dealing

Job description

City

London
Job Type

Full Time
Country / State

United Kingdom
Function Category

C&ORC (Compliance and Operational Risk)
What we offer

Together. That's how we do things. We offer talented people around the world a supportive, stimulating and diverse working environment. We'll value your passion and commitment. And reward your performance.

Why UBS? Video
Take the next step

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

You'll be working as a member of the UK/EMEA Global Employee Conduct team in London, which is part of Compliance & Operational Risk Control. It is part of an integrated global approach to a number of key compliance processes applied to employees, including personal account dealing controls and annual compliance affirmations/ disclosures, compliance violations and the UK registration and certification process.
About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?

Desired profile

Your experience and skills

You have:
– a strong educational background
– experience in banking compliance
– excellent attention to detail and accuracy

You are:
– analytical, with the ability to provide practical solutions for minimizing risk
– result-oriented and assertive (you don't shy away from challenging situations)
– able to manage multiple tasks in a high volume environment and exercise sound judgment
– a strong communicator with excellent relationship building skills
– flexible with the ability to work under pressure and to tight deadlines