Corporate Oversight & Control - CIO, Treasury & Private Investments - Associate - London
Graduate job Irvine (North Ayrshire) Accounting / Management control
Job description
JPMorgan Chase & Co . (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world"s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com .
The Oversight and Control Group's primary function is to solidify an effective Firm wide control framework, looking within and across the lines of business, to identify and remediate control issues with a sense of urgency regardless of the source. The Team will partner with all other control disciplines, adding an additional line of defense supporting Compliance, Risk and Audit, among others.
The Team will work in partnership on the development of new, and oversight of existing, control functions and protocols throughout the Firm and will provide a centralized view of and from all control functions, assisting in immediate, real time problem detection and escalation. This process will enable the firm to engage the appropriate teams in a timely manner, and provide the ability to quickly remediate critical control issues across all the impacted areas of the firm. While ultimate responsibility for the effectiveness of the control environment rests with the LOB CEO's and the Corporate Function Heads, the Oversight & Control Team will partner closely with the Audit and Risk Committees, the Operating Committee, and the Board of Directors of JP Morgan Chase, and all Lines of Business, Legal, Compliance and Technology as well as other groups within the Firm.
Oversight & Control Group will have team members globally across the US, EMEA, Asia and Latin America, and as such, will bring a global perspective and globally coordinated approach to compliance oversight.
The below describes the duties performed by an individual working within this group, specifically supporting the CIO, Treasury & Private Investments (CTC) line of business.
CIO, Treasury & Private Investments Oversight & Controls:
JOB RESPONSIBILITIES:
· Assist in the annual Risk Control Self-Assessment (RCSA) program across the coverage area
· Become a strategic, valued partner with all other control function teams throughout the firm (finance, operations, technology, legal, compliance, risk, internal audit)
· Coordinate and assist in the preparation of the LOB Control Committee (CC) meetings and participate in other appropriate management committees/forums (e.g. Regional Forums, Keys) in conjunction with other Control disciplines
· Assist in the development of operating protocols for significant control issues, issue and action plan management and New Business Initiatives
Desired profile
REQUIREMENTS:
· BA/BS in related field, CPA/MBA/Advanced Degree preferred but not required
· 3-5+ years of experience in financial services or related field
· Previous experience in Compliance, Internal/External Audit or other control function desired.
· Basic knowledge of securities markets, businesses and products offered by major financial institutions, as well as basic working knowledge of securities and exchange rules and regulations desired.