Corporate- Global Compliance Operations-EMEA Due Diligence Intake Analyst- Bournemouth

Job description

About JPMorgan

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in Investment & Corporate Banking; Financial Services for consumers, small business and commercial banking; financial transaction processing; asset management and private equity.

Department Summary

Global Compliance Operations (‘GCO') is responsible for supporting and leading aspects of the firm's Anti-Money Laundering (‘AML') and Know Your Customer (‘KYC') Programs. The team works closely with the AML Program Management Office, Global Financial Crimes Compliance (‘GFCC') and the enterprise-wide control program teams to identify, remediate and track issues, and develop controls to sustain improvements as they are made. The company's responsibilities related to Anti-Money Laundering span every business, function and region - and apply to every customer and client of the firm. The AML/Sanctions Consent Order requires that JPMorgan Chase make specific process and system improvements - on top of more immediate procedural changes - and drive greater consistency in its approach to AML across the company.

Due Diligence Operations (‘DDO') is a part of Global Compliance Operations (‘GCO') and partners with GFCC. The team services both global and business-aligned functions by providing enhanced background research on prospective, new, and existing clients in order to identify derogatory information and supplement KYC requirements.

The Intake Analyst is the first point of contact when a request for a Due Diligence Report (‘DDR') is raised, and act as the liaison between DDO and any external relationships including Lines of Business (‘LOB's'), as well as internal and external vendors. The Intake Analyst is also responsible for validating the requests, ensuring the banker has provided all the data necessary to continue with the research.

Key Responsibilities (include but are not limited to):

• Accurate ingestion of requests into Case Management System

• Validate and enrich request data received from the business

• Set up and allocate DDR requests in accordance with procedures to either in house, local and global teams or third party vendor

• Complete reconciliations to ensure a strong controlled process to manage accuracy and timeliness

• Conduct initial assessment and primary research (understand if research has previously taken place)

• Work with internal and external partners to assess and prioritise DDR requests

• Manage communications with requestors, Client List Screening and external vendors

• Work on technology and operational projects and initiatives as required

• Exercise sound judgment and observe the highest degree of confidentiality

Desired profile

Skills Required

• Detailed, well organised, self starter, capable of working under minimum supervision

• Able to multi-task and meet deadlines in high -pressure environment

• Strong verbal and written communication skills

• Strong interpersonal skills; results-oriented team player

• Flexible and adaptable; able to understand and accept change

• Proficient in MS Office, strong typing skill and strong excel skills

• Knowledge of Compliance, KYC/Due Diligence and/or investigations preferred

• Fluent in second language strongly advantageous