VP Business Management Support 營運作業部 副總裁 (私人銀行部) / IWS BM
TAIWAN
Job description
Job Advert Details
At HSBC, our purpose is opening up a world of opportunity and by joining our team, you can be part of something bigger. We are committed to removing barriers and ensuring careers at HSBC are inclusive and accessible.
HSBC Global Private Banking helps high net worth and ultra high net worth clients manage, grow and preserve their wealth for generations to come. Our network of global experts helps clients access investment opportunities around the world, plan for the future with wealth and succession planning, manage their portfolio with tailored solutions, and find the right support for their philanthropy.
People responsibility: N
Report to: SVP and Head of Business Management
Job Purpose:
The Investment and Wealth Solution (IWS) BM supports the GPB business and function heads in developing risk & control assessments; executing control monitoring plans; reviewing adequacy of action plans; and reporting and escalating issues.
In PBTW, the job holder mainly responsible for below:
-Be responsible for delivery of all of outcomes associated with the effective implementation of the client suitability framework/ pricing controls/ product governance etc.
-To design/review/validate document/information for Customer Investment Portfolio (CIP) and Professional Investor (PI)
-Be the main contact windows for IWS related Audit affairs.
-To liaise with back office support teams to ensure all GPB transaction are properly handled.
-To prepare reports requested by various entities together with MI reports for senior management evaluation and monitoring.
-Ensure all processes are complied with Global FIM guidelines and external regulations.
-To assist business manager in responding enquiries regarding various operation issues.
Job Context:
-Based within BM team in HBTW, Private Banking
-Ensure sales quality of business unit and timely implement governance change on investment products as well as provide relevant training
-Oversee and the execution of business initiatives and activities in support of business area aims
-Facilitate and support senior management decision making by use of management information, performance information, analytics, forums, stakeholder feedback
-Participation in devising and monitoring of internal governance activities including risk and controls, regulatory controls, audit and regulatory compliance review remediation
-Investigate and remediate ad hoc issues which may be adversely affecting business unit performance
-Act as a go to person for all support functions, second and third line of defense on any matters related to Wealth Management.
-Maintain Investment and Wealth Solution (IWS) desk procedure manuals and ensure processes are properly updated
Major Challenges:
-Influencing and co-ordination of risk management activities to ensure a consistent, appropriate, and proportionate approach
-Dealing with all the changes that impact Private Banking
-Obtaining senior management’s support and resource on various initiatives and projects which are sometimes required to be worked on simultaneously to each other
Information
-Good understanding of Investment product and risk controls, preferably gained through experience in front line and risk roles.
-Proven problem-solving skills with ability to consider alternative and lateral solutions
-Highly developed communication and influencing skills
-Ability to prioritize and work independently under pressure within a team environment
-Knowledge of the changing regulatory environment
-A sound knowledge of the Group and the Private Banking business, including products & services
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