Supervisory Analyst

Job description

Check and approve research documents written by GBM analysts from a regulatory perspective to allow distribution in the US. All Research (including securities/stock specific research produced by Strategists and any other member of Research including Quants/Economists) must be approved by a registered SA before it can be distributed into the US. The only exceptions are Currency, Economics and most (if not all) deal-related research; however, these reports are reviewed by an SA for quality control and commerciality

Key Accountabilities
· Dependable and do the right thing
· Open to different ideas and cultures
· Connected to customers, communities, regulators and each other.

Management of Risk
· Responsible for the continual assessment of operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructuring and the impact of new technology.
· Demonstrates compliance with HSBC Bank plc Group standards, manuals and policies and adheres to the defined work practices, internal controls and risk management standards associated with the role

Observation of Internal Controls
· Maintains HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.
· Understands, follows and demonstrates compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business activities associated with the role, specifically HSBC Bank plc internal controls and compliance policies and manuals.

Desired profile

·  BA/BS degree required
·  3-5 Years of experience as a Supervisory Analyst
·  Proactive and able to work autonomously; able to multi-task and work efficiently against tight deadlines
·  Ability to communicate clearly and effectively
·  Prior exposure to financial statement analysis, good quantitative skills and excellent writing skills
·  Active Series 16 License Required

EEO/AA/Minorities/Women/Disability/Veterans