Manager – Markets and Securities Services Compliance

Job description

Job description

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Manager – Markets and Securities Services Compliance

Principal responsibilities  

·  Ensure compliance is a core focus in the areas of responsibility and embedded into the culture of the organisation.
·  Ensure positive and professional working relationships with internal and external stakeholders incl Compliance function colleagues and regulators. 
·  Maintain active participation and good attendance in assigned committees and working groups, provide oversight and control as it relates to compliance policies, procedures, risk management and regulatory requirements.
·  Positive feedback from Global and Regional Markets & Compliance Management, Business Stakeholders and Line Manager(s).
·  Build and ensure strong relationships with key stakeholders and team members
·  Analyse stakeholder goals vs regulatory requirements and effectively manage their expectations, addressing any misalignment
·  Maintain contact with key senior Stakeholders and Compliance management to identify and issues
·  communicate status, progress, risks and issues
·  Positive feedback from Global and Regional Markets & Compliance Management, Business Stakeholders and Line Manager(s).
·  Collaborative working relationships established with relevant key stakeholders.

Requirements

·  Experience of operating within a Regulatory Compliance/Risk or Control type role, and knowledge of MiFID Trade and Transaction Reporting requirements would be essential. 
·  Experience and/or a practical understanding of financial products, e.g., foreign exchange, equities, fixed income, exchange traded derivatives, OTC derivatives.
·  A good understanding of Risk: regulatory, operational and reputational.
·  Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail.
·  Excellent communication skills to clearly articulate issues and ideas and provide timely escalation.
·  Experience and/or practical understanding of other areas of MSS Operations function, e.g., collateral, confirmations, settlements, would be beneficial.

You’ll achieve more at HSBC

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

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