Compliance Officer

Job description

Compliance Officer

We Offer...

Responsible for performing Client ID and AML functions for Americas region (requires working in Americas timezone).
CID Tasks

· Evaluating and Approving new customer account documentations and supporting information in order to determine whether they satisfy the client on-boarding identification requirements as per Credit Suisse policies and procedures
· Verify the identity of prospective new clients across Investment Banking division of Credit Suisse including verification with Global Sanctions and Reputational Risk screening
· Conduct the background screening on the Client name & other officials’ names using tools such as World Check / Lexis Nexis / Factiva.
· Interact with the front office to ensure that proper account documentation is obtained from the customer prior to approving client on boarding
· Interface with and provide support to the firm’s international and domestic Client on-boarding, Client ID and Anti-Money Laundering and Operations groups
· Reviews and Approvals of Static Data Amendments for existing customer accounts
· Preparation of Monthly / Daily Management Statistics and Dashboard
· AML Tasks -
· Conduct reviews of existing clients for status, data veracity and amendments, status, country of incorporation and assign appropriate risk classification 
· Reviewing and closing hits in proprietary tool that result from daily screening against clients / officials names of client databases
· Conduct  post transaction AML surveillance for Institutional IB clients.
· Assist in coordination of monthly metrics reporting and performed testing of newly created metrics recording procedure.
· Assisting with CID / AML Adhoc projects / tasks          

You Offer...

· Strong understanding of AML and Client ID regulations for USA
· Bachelors degree and expereince in CID/AML
· Strong desire to learn each task and ensure completion in a timely manner
· Strong time management skills and ability to multi-task
· Outstanding analytical and problem solving skills
· Ability to think strategically, along with the business and compliance
· Strong writing and verbal communication skills
· Ability to work independently and perform complex AML surveillance reviews and investigations analysis
· Attention to detail and commitment to quality
· Ability to work in US Shift

EEO Statement

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

Desired profile

You Offer...

· Strong understanding of AML and Client ID regulations for USA
· Bachelors degree and expereince in CID/AML
· Strong desire to learn each task and ensure completion in a timely manner
· Strong time management skills and ability to multi-task
· Outstanding analytical and problem solving skills
· Ability to think strategically, along with the business and compliance
· Strong writing and verbal communication skills
· Ability to work independently and perform complex AML surveillance reviews and investigations analysis
· Attention to detail and commitment to quality
· Ability to work in US Shift