Trainee, Compliance

Job description

Description de l’entreprise

Natixis Corporate & Investment Banking est une institution financière mondiale de premier plan qui fournit des services de conseil, de banque d'investissement, de financement, de banque d'entreprise et de marchés de capitaux aux entreprises, institutions financières, sponsors financiers et organisations souveraines et supranationales du monde entier. Nos équipes d'experts dans plus de 30 pays conseillent nos clients sur leur développement stratégique, les aident à développer et à transformer leurs activités, et à maximiser leur impact positif.

Natixis CIB Asia Pacific propose aux entreprises et aux institutions financières régionales des solutions de financement et de marchés de capitaux sur mesure ainsi qu'un accès aux marchés financiers mondiaux, tout en accompagnant le développement des clients européens et internationaux de Natixis CIB en Asie-Pacifique.

Poste et missions

Main Responsibilities:

·  Assist in TM alerts review and case escalations to ensure suspicious activity/transactions are thoroughly investigated;
·  Assist in reviewing escalations and exceptions relating to Know Your Customer (KYC);
·  Support the MLRO in the timely filing of STRs;
·  Conduct trend analysis of emerging FCC risk exposures to the Bank;
·  Monitor AML/CFT regulatory developments, new guidelines or requirements, and ensure updates are completed timely and communicated;
·  Assist in establishing, reviewing and updating APAC FCC Policies and Procedures to ensure alignment with applicable regulations and internal Head Office (HO) and APAC Policies’ requirements;
·  Assist in collating and preparing of Management Information (MI) for submission to HO and/or business stakeholders;
·  Conduct name screening and escalation for BizCom review;
·  Assist in maintaining the APAC FCC Project Tracker, and make escalations when it is appropriate;
·  Support FCC related projects as required

Required Skills:

·  Internship Experience in FCC role, preferably with a focus on TM and Investigations in a corporate/investment banking environment.
·  Good understanding of local FCC regulations in APAC with a focus on HK and international Sanction laws etc. is preferred.
·  Fluency in English and Cantonese (spoken and written) is a must. Additional languages such as Mandarin or French is preferred but not mandatory.
·  Good critical thinking and analytical skills with an eye for details.
·  Ability to work under pressure, multi-task with a ‘can-do’ attitude.
·  Team player with good communication and project management skills.