Compliance KYC Advisory

Job description

Description de l’entreprise

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d'Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, as well as the customers of Groupe BPCE's networks. Listed on the Paris stock exchange, Natixis has a solid financial base with a CET1 capital under Basel 3(1) of €11.1 billion, a Basel 3 CET1 Ratio(1) of 10.6% and quality long-term ratings (Standard & Poor's: A+ / Moody's: A1 / Fitch Ratings: A+).

(1) Based on CRR-CRD4 rules as reported on June 26, 2013, including the Danish compromise - without phase-in.

Figures as at 31 March 2019

Poste et missions

The role of the CIB Americas Financial Crimes Compliance team is to ensure that the firm and its employees maintain an effective financial crime compliance program consistent with global policy and applicable laws and regulations. This team oversees the development and maintenance of controls, policies and procedures and provides training and guidance to all businesses and functions across the CIB Americas platform.

 

The role holder will be required to have strong functional interaction and relationship development with key stakeholders in the KYC process to develop excellence, efficiency, and sustainability of the KYC/CIP process at Natixis.

 

He/she/they  will support all aspects of the regional AML KYC compliance program, including the following:

·  Providing clear and timely compliance guidance to vetting teams and front office on Natixis KYC requirements
·  Drafting KYC procedures and templates  
·  Conducting compliance reviews of high-risk customer files
·  Designing and delivering targeted KYC training
·  Implementing regional KYC process changes and enhancements, including documenting and testing of enhancements to KYC-related systems and tools
·  Contributing to regional and global projects to maintain or improve KYC methodologies
·  Supporting implementation of KYC control infrastructure in new Americas business locations
·  Coordinating customer vetting projects
·  Contributing KYC-related analysis to annual financial crime risk assessments
·  Reporting to management committees on KYC metrics and projects
·  Assessing KYC processes to identify areas of improvement / efficiency

 

The salary range for this position will be between $135,000 - $155,000.  Natixis is required by law to include a reasonable estimate of the compensation range for this role.  Actual base salary will vary and will be based on several factors including, but not limited to, relevant experience, education, skills set, applicable licensure and certifications, and other business and organizational needs.  Base salary is only one component of our total rewards package.  Natixis also offers a generous benefits package, and you may be eligible for a discretionary incentive award depending on company and individual performance.

Profil et compétences requises

Bachelor’s Degree required
3-5 years’ experience in AML KYC Compliance, preferably with a global investment bank
Data management skills (Excel, case management systems)
Strong knowledge of Microsoft Office (Excel, Access, InfoPath, PowerPoint) helpful
Effective written and verbal communication skills
Ability to interact and work closely with business stakeholders at all levels of seniority
Strong understanding of commercial banking and broker dealer products and services
Possess strong analytical thinking and critical reasoning skills
Ability to work effectively in a team environment
Ability to effectively handle a fast-paced environment and successfully meet established deadline requirements
Self-motivated with the ability to work independently
ACAMs certification preferred