Control Room Surveillance Analyst (BI-IB-BA-000512)

Job description

About Barclays

Barclays is a transatlantic consumer, corporate and investment bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US.
With over 325 years of history and expertise in banking, Barclays operates in over 40 countries and employs approximately 130,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide . Please visit our website here for more information.

About Surveillance

Across Trade Surveillance, Electronic Communication Surveillance and Control Room Surveillance, the team conduct surveillance of electronic communications and transactions, identify breaches of regulatory requirements and firm policies, detect emerging trends, and promote pro-active surveillance.

About Compliance

Compliance operates as one team to drive the right customer outcomes and protect the integrity of the financial services markets through innovation. Please visit our website here for more information (Please replace with relevant statement)

Overall purpose of role

The role will focus on monitoring the Control Room Surveillance program for EMEA across the Barclays enterprises in all monitored regions, in accordance with relevant regulatory and legal requirements, firm policies and industry best practices. He or she will primarily provide coverage for the team in London, and on occasion be asked to provide coverage to the team in New York.

Key Accountabilities

· Conducting daily analysis of Firm-wide information barrier surveillance
· Identify and escalate potential breaches of regulatory rules, firm policies, and the misuse of MNPI
· Assisting with the development, drafting and integration of processes and procedures

Stakeholder Management and Leadership
· Liaise regularly with other Compliance and Risk areas, including the other Global Surveillance functions, Product Compliance and other areas as required.
· The individual should have good communication skills, ability to interact and work with key stakeholders.
· There may be the requirement for the role holder to assist other regional Control Room Surveillance teams when required.

Decision-making and Problem Solving

· Assist the Control Room Surveillance Team with designing and developing complex surveillance models that have a strong focus on information barrier breaches.
· Assist the Control Room Surveillance Team to define criteria and help create models utilizing business and statistical concepts for logic functionality.

Person Specification
· Degree or equivalent experience
· PC literate
· Strong Surveillance experience in an Investment Bank or Regulator preferred
· Working knowledge of using mainstream Surveillance systems preferred, e.g. Actimize, SMARTS
· Good understanding of UK regulatory environment
· Ability to multi-task and manage projects while completing daily tasks and responsibilities
· Assertive and confident manner
· Team player
· Familiarity with diverse product types (e.g. Fixed Income, Equities, Derivatives, etc.) and Control Room
eDynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager.
­­­­­­­­­­­­­­­­­­Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion site here .
We are an equal opportunity employer and we are opposed to discrimination on any grounds


Purpose and Values
Barclays has a single cross-business Purpose for Barclays and five core Values which underpin it.
Our Purpose is helping people achieve their ambitions in the right way. Put simply this is the answer to the question ‘What is Barclays for?' and it should guide our every action as employees.

Respect
We respect and value those we work with, and the contribution that they make.
Integrity
We act fairly, ethically and openly in all we do.
Service
We put our clients and customers at the centre of what we do.
Excellence
We use our energy, skills and resources to deliver the best, sustainable results.
Stewardship
We are passionate about leaving things better than we found them.