Offers “HSBC”

11 days agoHSBC

CLM Analyst, Quality Assurance - Global Private Banking

  • Central, HONG KONG

Job description

Job description

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC Private Bank seeks to be the leading international private bank for business owners and their families. It provides clients with wealth, business and family succession solutions in the largest and fastest growing markets around the world. At HSBC Private Bank, we put our clients at the centre of everything we do.

We are currently seeking a high calibre professional to join our team as a CLM Analyst, Quality Assurance.

Principal Responsibilities

·  Overall responsibility is to support the ASP CLM Quality Assurance Lead in ensuring the quality of CDD and CTR information on the bank's customers, in line with HSBC policies at onboarding and periodic reviews
·  Carry out quality assurance and thematic reviews to ensure consistent application of CDD and CTR Policy & Procedures.
·  Undertake sampling to ensure consistency of CDD / KYC / CTR data quality obtained as part of customer onboarding, periodic and event driven reviews
·  Report and track sampling review results, provide feedback to relevant stakeholders in global and ASP (e.g., CCO, Business Management, Front Office, CLM, BFCR, FCC and Tax etc.)
·  Develop and deliver training on core concepts and pain points in the CDD and CTR due diligence process (e.g., Source of Wealth, Financial Crime Indicators, Tax Transparency, CRS and FATCA) for relevant stakeholders in ASP (e.g., Front Office, CLM etc.)
·  Work with the ASP CLM Quality Assurance Lead, relevant stakeholders in global and ASP (e.g., CCO, Business Management, Front Office, BFCR, FCC and Tax) when additional guidance on CDD and CTR policy is required
·  Assist in addressing internal / external audit and second line of defence reviews on CDD and CTR, including consistent application of recommendations arising from third-party reports (e.g. CCO, Audit, second line of defence, and external auditors etc.)
·  Take a pro-active approach to identifying areas of efficiency on existing CDD and CTR workflow processes and procedures needed to increase productivity and efficiency on an end-to-end basis
·  Ad-hoc projects as assigned


·  Degree qualified or with relevant professional qualifications, and accumulated broad banking experience
·  In-depth knowledge of financial services, financial crime compliance, client tax reporting (e.g., CRS and FATCA) and the external regulatory/industry environment
·  Experience in undertaking AML / KYC / CRS / FATCA reviews within the banking and financial institution
·  Sound understanding of due diligence, risk identification and remediation activities
·  Experience in overseeing the completion of KYC and CTR due diligence activities and undertaking quality assurance an advantage
·  Proven ability in working across multi-disciplinary and multi-cultural, diverse working environments
·  Ability to work comfortably in a multi-function team and with management and all levels of staff
·  Well organised and demonstrates sound problem solving and analytical skills
·  Positive and proactive attitude, with flexibility to accommodate changing environment and willingness to take on new responsibilities
·  An articulate and strong communicator with excellent written English. Proficiency in Chinese is an advantage

You’ll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.

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