Assistant Compliance Manager , Regulatory Compliance - 9 Month Fixed Term Contract
Some careers open more doors than others.
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
As an HSBC employee in the UK, you will have access to tailored professional development opportunities and a competitive pay and benefits package. This includes private healthcare for all UK-based employees, enhanced maternity and adoption pay and support when you return to work, and a contributory pension scheme with a generous employer contribution.
We are currently seeking an experienced individual to join this team in the role of Assistant Compliance Manager
In this role, you will:
Support the HSS UK RC team providing Maternity leave cover of a team member, particularly on the following tasks:
Review and challenge the customer feedback log and complaint handling process.
Prepare Compliance Metrics and MI pack for HSS UK Risk and Control Committee.
Liaise with Chief Control Officer's team to review Losses and Errors.
Review and sign off on process migrations to Global Service Centres.
Maintenance of the Regulatory Tracker and advise the business of changes that may require updates to procedures.
Assist with preparing training packs and providing administrative support for deliveray of training.
Review of marketing materials and advising the business on cross border marketing.
Assist with review of the Request for Proposals database responses.
Assist with coordinating responses for providing updates to the compliance plan.
· Review and maintenance of desk procedures.
Support the team members with ad hoc and general administrative tasks.
Ideal candidate profile
To be successful in this role you should meet the following requirements:
· Strong organization skills
· Analytical skills and ability to critically analyse data and be solutions oriented
· Solid verbal and written communication skills.
· Industry qualifications on compliance/risk management would be advantageous.
· Highly motivated and have the ability to effectively prioritise work.
Knowledge of Securities services business
· Proven ability to clearly articulate business and regulatory implications of analysis and findings, both to Compliance colleagues and the business.
· Good analytical skills, together with the ability to support decisions with sound reasoning.
· Strong interpersonal skills with the ability to communicate effectively with both Compliance colleagues and the business.
Ability to organize and prioritise effectively.
The base location for this role is London 8 Canada Square
You'll achieve more when you join HSBC.
At HSBC we look to enable our employees to better balance their work / life priorities and have the flexibility required to meet challenging needs as they progress through different life stages. Where possible we will consider the following flexible working options: part-time working, job sharing, term-time working, and working from home and staggered hours. If in considering a role with HSBC you have a need for some flexibility in your working arrangements please discuss this with the recruitment team in the early stages of the application process.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.