Core Compliance Analyst  Your main missions will be 

Job description

Détail de l'offre

Informations générales

Entité

Crédit Agricole CIB est la banque de financement et d'investissement du Groupe Crédit Agricole, 13e groupe bancaire mondial par les fonds propres Tier 1 (The Banker, juillet 2017).
Crédit Agricole CIB propose à ses clients une gamme étendue de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés et de la banque commerciale.
Ses activités s'articulent autour de six pôles majeurs :
• Relations clients et réseau international,
• Banque commerciale et Trade,
• Banque d'investissement,
• Financements structurés,
• Banque de marchés,
• Optimisation de la Dette et Distribution.
La Banque accompagne les clients sur les grands marchés internationaux grâce à son réseau mondial dans les principaux pays d'Europe, des Amériques, d'Asie-Pacifique et du Moyen-Orient.

Référence

2018-33948  

Date de parution

06/02/2019

Description du poste

Type de métier

Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière

Type de contrat

VIE

Durée (en mois)

12

Date prévue de prise de fonction

01/01/2019

Missions

As Core Compliance Analyst you will joint CACIB New York and especially Global COmpliance Department.

 Your main missions will be :

- Assist Compliance Controller (Core Compliance Officer) in performing a full range of duties covering Training, Compliance Controls and Monitoring, Management Reports, New Activities and Products (NAP) process, Risk and Controls Mapping, Policies and Procedures and special projects.

Training– develop and implement the annual Training Plan for the US operations.  Execute and track the plan through completion.  Follow up with staff with incomplete training and assist in troubleshooting technical issues. Provide management with monthly status reports.  Review the course materials and with the subject matter expert update the materials and prepare materials for on-line launch.  Work with training vendor on training material updates, staff list updates, and performance of training platform.
Compliance Controls and Monitoring– performs some of the verification of Compliance controls in the Annual Control Plan.  Coordinate with other Compliance staff for verifications of controls and report results to Head Office Compliance.
Management Reports– prepare the monthly, quarterly, semi-annual and ad hoc reports covering NAP, Training, Compliance Controls and Monitoring, and other topics as necessary for US and Head Office Compliance and Management teams.  Prepare responses and reports related to inquiries by Regulators.

New Activities and Products (NAP) process– manage the non-capital market NAP process.  Coordinate with the capital markets NAP Secretary and Head office NAP Secretaries in arranging all NAP Committees, tracking, follow-up on points raised and Post Implementation Reviews.  Coordinate with Sponsor a pre-NAP briefing with members of Support and Control Functions and/or the Committee as need.  Assist Head Office in developing and refining NAP tools and reposts.  Provide periodic follow up to conditions set at Committee and provide reports to Committee on NAP status and statistics.
Risk and Controls Mapping– working closely with Permanent Control team maintain the mapping of Compliance risk and controls of key processes in branch by ensuring that the controls describe are accurate and appropriate for the risk identified.
Policies and Procedures– review relevant Compliance polices at l

 

The VIE contract in short:
According Business France's eligibility conditions, the Volontariat International en Entreprise (VIE) is an assignment in a French company operating overseas for professionals between the age of 18 and 28 who are European Union nationals.

! IMPORTANT !
To apply, you need to meet the conditions mentioned above. If not, your application will not be selected.
If you are eligible, join your CV and a cover letter in English – and mention: your age and nationality.
For further information about the eligibility conditions to this programme, we invite you to go to Business France web

Localisation du poste

Zone géographique

Amérique, Etats-Unis d'Amérique

Ville

NEW YORK

Desired profile

Critères candidat

Niveau d'études minimum

Bac + 5 / M2 et plus

Formation / Spécialisation

Academic Background : University or Engineering School.

Niveau d'expérience minimum

0 - 2 ans

Expérience

Working on multiple, dis-similar projects frequently with overlapping deadlines

Compétences recherchées

Hard Skills :
- Good analytical skills
- Creative problem solving approach and natural curiosity

Soft Skills :
- Strong communication skills
- Teamwork
- Time management and meeting deadlines

Outils informatiques

- Strong command of Microsoft Office
- Powerpoint and Excel are frequently used

Langues

English required: strong spoken and reading command of English language. Good written command requir