Offers “Aviva”

Expires soon Aviva

Alternative Distribution, Risk & Compliance Executive

  • Singapore (Central)
  • Logistics

Job description

We are looking for an Alternative Distribution, Risk & Compliance Executive to join our Alternative Distribution team in Aviva to support our Affinity sales team relating to regulatory compliance.
 

If you are a great listener, communicator and have a sharp eye for details, we welcome you to apply for this career opportunity!
 

Role Purpose

·  Supports Assistant Manager, Alternative Distribution Risk & Compliance in ensuring that the sales and operational processes of Affinity Channel are MAS/GIA compliant; candidate is expected to provide solutions to the management should there be gaps identified
·  Assesses sales candidates/ representatives’ Fit & Proper and provides recommendations to Manager/Assistant Manager as to whether the candidates are fit & proper for on-boarding and/or retaining
·  Conducts checks on sales advisory processes to ensure compliance to regulatory/LIA/GIA guidelines & reports such findings to Manager and Assistant Manager, Alternative Distribution Risk & Compliance; he/she is expected to offer solution(s) to the findings & see through the implementation of new, revised and improved process
·  Provides training to the sales channel on risk & compliance matters that impacts Affinity sales representatives
·  Maintains and updates SOPs and Gap Analysis/FAROM regularly
·  Other add-hoc duties as and when required

Education Qualifications

·  Degree in Business Management

Required Capability

·  2 years’ experience in sales compliance area is preferred
·  Knowledge in financial services market & regulatory market, especially in Life & GI
·  Ability in designing, implementing & assessing controls
·  Ability to grasps concepts & processes fast
·  Ability to provide balance and logical assessments with evidence available
·  Strong knowledge in Microsoft applications, eg building macros to spreadsheets for data-analytics purposes
·  Ability to articulate well so messages are clearly communicated
·  Ability to build relationships across all departments

Apply now and we will be in touch!

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